Cass Sanford

Cass supports regulatory and policy making initiatives at OTC Markets Group. She represents the
company on public panels and before industry and regulatory groups, focusing on equity market
structure, online capital raising and emerging FinTech and RegTech trends. Cass currently serves on the
Board of Governors of the Securities Traders Association. Prior to joining OTC Markets Group, Cass
represented issuers, broker-dealers and individuals in securities litigation and in regulatory matters.
Cass received her J.D. from Hofstra University School of Law and her B.A. from Mount Holyoke College.
She is a member of the New York Bar.